Role Of The Financial Service Regulator

Written by Shaun Bailey on July 6, 2021 in Uncategorized with no comments.

Financial service regulation refers to the codes and policies governing the establishment, performance, and governance of financial institutions. These institutions include broker-banks, financial companies, insurance firms, investment securities companies, commercial trading platforms, money transfer systems, and securities brokerage systems. Financial service regulations also regulate activities of registered brokers, stockbrokers, loan officers, treasurers, bank tellers, accountants, […]